The US Securities and Exchange Commission (SEC) on Wednesday voted to improve a regulatory framework for the use of derivatives by registered investment and business development companies. Working on a ...
After a 16-month-long battle with the US Securities and Exchange Commission (SEC), the Canadian crypto startup Kik Interactive is close to settle its case. The issues between the two parties ...
The US Securities and Exchange Commission (SEC) said that John McAfee has earned $23 million by promoting ICOs. The watchdog said that he was under contract to promote ICOs through ...
Unikrn, a Washington-based firm launched an ICO in 2017 to offer a blockchain marketplace for bettors, gamers, and esports fans. Now, the US Securities and Exchange Commission (SEC) has ordered ...
The US Securities and Exchange Commission (SEC) recently charged former Tahoe Investment Group employee Yue Li with insider trading. Li was unlawfully trading in securities of a US-based company while being aware ...
Some alleged ministers wrote a self-help book of how to become a millionaire but it seems that they may need to update it. A recent filing from the US Securities ...
The US Securities and Exchange Commission (SEC) recently revealed that it obtained partial consent judgments against four people related to closed broker-dealer Global Arena Capital Corp. They were allegedly running ...
The US Securities and Exchange Commission (SEC) recently said that it has obtained a final judgement against Sean Stewart. The banker was involved in an insider trading scheme. A father-son ...
Major electronic trading firm in the US, Interactive Brokers, recently submitted a prospectus with the Securities and Exchange Commission (SEC) in which it announced the registration of 990,000 new shares. ...
The US Securities and Exchange Commission (SEC) recently charged former investment advisor Michael Barry Carter for stealing from his clients. What did Barry Carter do? The SEC has charged Barry ...
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